Music Theory Southeast

14th Annual Meeting

Friday, March 4–Saturday, March 5, 2005

 

The University of Miami, Coral Gables, Florida

 

ABSTRACTS

 

 

"Minding the Gap":

Interphrase Connections in Gesualdo's Six Books of Madrigals

 

John Turci-Escobar, University of Georgia

 

Critics have often adduced the stark discontinuities of Gesualdo's late madrigals as evidence of expressionistic excess or, worse, compositional ineptness. Indeed, Gesualdo's music is an extreme manifestation of the tendency towards increased fragmentation inherent to the late Italian madrigal, a tendency fueled by Humanist aesthetics, which urged composers to move the passions by vividly depicting every word in the poetic text.  Yet, there are many ways in which Gesualdo's highly expressive music encourages the perception of musical continuity, even between highly contrasting phrases. This paper examines five types of musical devices that create interphrase continuity in Gesualdo's madrigals: (1) weakened cadences, (2) phrase overlapping, (3) the resolution of hanging tones, (4) overarching melodic lines, and (5) motivic connections.  I discuss representative examples of each type, often tracing the genealogy of a particular device as it changes over the course of Gesualdo's madrigal production.   In particular, I am concerned with uses that both express the poetic text and create musical continuity, thus serving both mistress and master (pace Giulio Monteverdi).

 

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"How one thing leads to another":

The Notion of Process and Unity in WebernÕs Atonal Music

 

Carolyn Mullin, University of Oregon

 

In a 1932 lecture, Webern said "Unity... is the establishment of the utmost relatedness between all component parts.  So in music, as in all other human utterance, the aim is to make as clear as possible the relationships between the parts of the unity; in short, to show how one thing leads to another." A process that I call "focusing" contributes to the coherence of Webern's Three Short Pieces, Op. 11. This process reflects Webern's notion of "how one thing leads to another" mentioned in The Path to the New Music.  My interpretation of the work offers a different analytic perspective from previously published analyses—adding another 'piece to the puzzle' of our understanding of Webern's atonal music.

I demonstrate a three-stage overarching process called "focusing".  This process unfolds through a network of subsets and supersets around 6-Z19 [013478] and 6-Z44 [012569] that is suggested in the first movement, realized in the second movement, and then is distilled or condensed to its bare essentials in the third movement.  Traditional pitch-class set relations appear to be the most effective means for describing my understanding of this work, but I also discuss patterns created by contour, pitch interval successions, and rhythm that reinforce my interpretations.  The analytic tools employed here all demonstrate intricate networks of relationships, which not only contribute to form, but also provide global coherence in each movement and coherence over the entire work.  By examining the processes that contribute to coherence in Op. 11, we can not only provide a thorough picture of how Webern creates unifying structures across an entire work, but also reflect Webern's own notions about unity and process.

 

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Dovetailing in John Adams's "Chain to the Rhythm"

 

Alex Sanchez-Behar, Florida State University

 

Minimalist composers have used the overlapping technique of musical dovetailing since the 1970s.  John Adams's "Chain to the Rhythm," from Naive and Sentimental Music (1998-99), exemplifies this principle.  The term dovetailing can be defined as a precise method of connecting neighboring formal sections of a work.  It allows smooth transitions through an overlap of old and new musical material. Block and textural subtractive processes, in conjunction with decreasing dynamics, are common indicators of a dovetailed entry. A block subtractive process involves gradually removing notes from a repeated or ostinato figure, while a textural subtractive process entails a reduction of instruments playing collectively.  Each of these factors enables a reduction of sound.  The opposite effect—a block and textural additive process—frequently signals the closing stage of dovetailing.                   

This paper explores John Adams's recent approach to dovetailing as a form-defining element.  Part I examines ways in which recurring motives can be modified to allow the process of dovetailing.  Here, I expand on additive and subtractive processes, and include more general modifications such as transposition, beat-class transposition, and inversion.  Part II illustrates different models for dovetailing and demonstrates an interrelation between formal sections and dovetailed transitional passages. Next, I consider a recurring "Adamsian" set class, 4-26 [0358], as a signal for new formal sections. This study concludes with a comparison of dovetailing passages in terms of duration, formal beginnings of sections, and their initial sonorities.

 

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Speaking Dramatically through Linear Analysis:

Characterizations in Menotti's The Telephone

 

Elizabeth Lena Smith, Florida State University

 

Menotti's The Telephone is a twenty-two minute, one-act American realist opera in which Ben proposes to his girlfriend Lucy.  A seemingly simple task becomes an impossible one as numerous telephone calls, the arias of this opera, interrupt Ben's proposal attempts. The current study shows the interactions between musical events (depicted on a strongly Schenkerian-based linear graph) and the dramatic events with which they coincide.  Menotti informs our view of Lucy and her daily activities through the pairing of musical and dramatic constructs within the first telephone call— specifically, the pairing of structurally significant musical events with plot-forwarding dramatic action and the treatment of key expectation as a parallel of conversational expectation.  After creating a normative behavioral model for Lucy's telephone calls, identified within the linear analysis of the first call, Menotti subjects Lucy to various deviations from her conversational patterns. Structural changes within the music of subsequent calls show how Menotti characterizes Lucy with a range of emotions responding to unanticipated conversational patterns.  Initially, Menotti's musical settings for Ben conflict tonally with Lucy's.  As the story progresses, Ben gains an understanding of Lucy and eventually overcomes the obstacle between them—the telephone.  With his newfound knowledge, he dashes to a phone booth and calls Lucy to propose.  Now in the same key, they sing harmoniously of their love.

 

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The Referential Roles of G/Fx and A#/Bb in

Johannes Brahms's Variations on a Theme by Robert Schumann, Op. 9

 

Hiu-Wah Au, Elizabethtown College

 

A referential entity—whether a single pitch, a pitch-class cell, a chord, or a harmonic progression—can relate discrete musical events separated in time.  Referential relationships are uncommon in eighteenth-century ornamental-style variations, since it is the principle of repetition that underlies the construction of this form. But in the nineteenth century, freer variation techniques arise that demonstrate increased flexibility, sometimes producing variations with different middleground and even background schemes than that of the theme.  In such cases where the harmonic-melodic scheme of the theme no longer serves as the unifying factor for the variation set, composers might hinge voice-leading changes upon particular musical entities, thereby establishing inter-variational connections across an entire set.

This paper takes Brahms's Variations on a Theme by Robert Schumann, Op. 9, as a case study.  Among the sixteen variations, fourteen of them exhibit middleground and even background deviations from the theme.  This study will demonstrate how G/Fx and A#/Bb direct these deep-level alterations in some variations. Acting singly or in combination, these two pitch classes generate harmonic progressions and voice-leading paths that are absent in the theme.  This study will also show how these new harmonic progressions and voice-leading paths are developed over the course of several variations, creating a means of large-scale progression from one variation to another.

 

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Schenker's Challenge:

Auxiliary Cadences and First Movements

 

Mauro Botelho, Davidson College

 

Schenker once famously declared, "Anton Bruckner was not capable of starting a musical thought, much less a whole first movement, with the aid of an auxiliary cadence."  In reality, this seems easier said than done: a census of the literature reveals only a handful of first movements that begin with an auxiliary cadence.  Constructing a sonata-allegro's principal theme over an auxiliary cadence presents composers with several challenges, in particular, how to deal with the auxiliary cadence when the principal theme reappears at the beginning of the recapitulation.  Composers may choose a policy of segregation, where the recapitulatory principal theme is separated from preceding material, or pursue a strategy of integration, weaving the auxiliary cadence and principal theme into the voice-leading fabric of the development. Beginning the recapitulation with what was heard initially as an auxiliary cadence creates intriguing effects and complex interplay between formal function and tonal structure.

This study examines several first movements that begin with an auxiliary cadence. In the first movements of the Symphonies Nos. 73, 86, and 94, Haydn favors a strategy of segregation, although he does attempt integration in the String Quartet Op. 50, No. 6. Beethoven, however, achieves and surpasses integration in the first movements of the String Quartet, Op. 127, and the Piano Sonata, Op. 31, No. 3.  In both movements, the principal theme, constructed over an auxiliary cadence, is gradually destabilized as it is pushed away from tonic—contextualized, as the movement progresses and modulates, within local harmonies.  The principal theme reaches its most distant relationship with tonic precisely at the beginning of the recapitulation.  Thus it must be recontextualized within tonic by exchanging its auxiliary-cadence underpinnings for a complete tonic progression.

 

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Stravinsky Sketch Studies:

A Behind-the-Scenes Look at compositional Method (panel session)

 

Sketch study continues to change the face of Stravinsky scholarship. Thanks mostly to the Paul Sacher Stiftung in Basel, Switzerland, Stravinsky scholars enjoy the luxury of accessing many of the composer's original documents.  Indeed, the work of such researchers as Stephen Walsh, Gretchen Horlacher, David Smyth, and Lynne Rogers, is steering us in new analytic directions, directions that might not have come to light without access to the sketches.

This panel brings together four Stravinsky scholars with experience working with his sketches.  Don Traut will begin, first by providing an overview of the role sketch study has played in Stravinsky scholarship over the past few decades, then by presenting his own work on the sketches from the "Grand Chorale," from The Soldier's Tale.  Mark Richardson will follow with a paper devoted to the sketches of Agon, which include evidence of pre-compositional time limits and secondary source material.  David Smyth will then describe some of the early sketches of Symphony of Psalms, showing how Stravinsky's initial ideas relate to the work as we know it.  In some cases, the differences are radical and revealing, while in others, the essence of the music is already evident. Finally, Joseph Straus will provide a response and commentary on the papers.

 

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Overview and Initiation: The Sketches for the ÒGrand ChoraleÓ from

The Soldier's Tale

 

Don Traut, University of North Carolina at Greensboro

 

Stravinsky's sketches of "The Grand Chorale" from The Soldier's Tale suggest that the composer struggled mightily with this short piece, often considering multiple versions of a passage before deciding on a definitive version.  This is particularly true of cadential figures, many of which went through three to five revisions. Significantly, many of these discarded versions reveal more overtly tonal formations than the published version.  Whether it's a leading tone that gets replaced by a non-harmonic tone, or a key close to the home key of G major that becomes transposed, the sketches strongly suggest that Stravinsky's formations do often derive directly from altered tonal models.  By lining up the multiple sketched versions of particular passages with the corresponding measures from the published version, these derivations become clearer.  The paper also speculates about other issues suggested by these sketches. For example, material from several different, non-adjacent passages of the final version often appears on the same sketch page, strongly suggesting that the chorale was not composed linearly, but rather in discrete sections.  These and other aspects of Stravinsky's compositional process come to light in this "behind the scenes" look at the chorale.

 

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Some Assembly Required: The Sketches for the "Saraband-Step" from Agon

Mark Richardson, Eastern Carolina University

            Stravinsky's nearly 140 sketches for his ballet Agon are loosely collected in a folder and written on manuscript of various types and sizes.  A look at the collection reveals that Stravinsky had carefully saved nearly everything relating to the creation of the work: music drafts, descriptions of dance forms and rhythmic transcriptions from secondary sources, and even his preliminary outline of the organization of movements, their timings and assignment of dancers for each dance. 

 

The four sketch pages for the "Saraband-Step" provide some insight into Stravinsky's method of sketching independent "musical blocks" that he then arranged in order.  Each musical segment, though containing three or four contrapuntal strands, is independent and can be repositioned, transposed or slightly adjusted from one draft to the next.  There is no written plan or numbering of musical blocks that suggests how these materials will be ordered specifically, though one sketch hints at the structural relationship between the two parts of the binary movement.  Only when the sketches are compared with the final version, however, do the revisions made to the initial musical blocks and their arrangement begin to reveal Stravinsky's carefully devised plan—one in which the outer framework recalls features of the traditional dance form, while the inner details display an innovative technique in voice-leading and inversional relationships.

 

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Stravinsky's Sketches for the Symphony of Psalms

David Smyth, Louisiana State University

 

Stravinsky wrote his sketches for the Symphony of Psalms in a bound notebook in which he ruled staves as needed.  There are enough dates scattered throughout to confirm that he worked through the pages in order, for the most part, filling the consecutive openings as he went.  This does not mean that he always started at the top left one each verso.  Indeed, he frequently wrote only on the recto surface, leaving the verso for later amplifications or revisions.

Scholars who have consulted the sketches (Robert Craft and Stephen Walsh, among others) have reported that the three movements of this work, like those of the nearly contemporary Capriccio, were composed in reverse order, from last to first. However, the genesis of the Symphony of Psalms is somewhat more complex.  A closer look at the sketches shows that the composer actually began with some experimental settings of the text of the second movement, using musical ideas that eventually became the first.  My presentation will describe some of the early sketches in detail, showing how Stravinsky's initial ideas relate to the work as we know it.  In some cases, the differences are radical and revealing, while in others, the essence of the music is already evident.  Of particular interest are changes involving key signatures, time signatures, or instrumentation, and passages that appear at more than one transpositional level in the sketches.  The sketches provide glimpses into a compositional process considerably less orderly than one might have expected from the Apollonian neo-Classicist.

 

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Rhythm, Resistance, and Analysis in Haydn's Quartet, Op. 20 No. 3

 

Eugene Montague, University of Central Florida

 

Haydn's String Quartet in G minor, Op. 20, No. 3 has long been viewed as a confusing and somewhat intractable piece.  James Hepokoski describes it as "a paragon of purposeful disorder and distraction," and William Drabkin states that it proves "resistant to analysis."  These same commentators, however, do not deny intrinsic merit to the quartet—indeed, the features that both Hepokoski and Drabkin value about Haydn's quartet are also those that cause analytic confusion: the music's lack of continuity.  This paper suggests, following these analytic insights, that it is the unsteady progress of this quartet through time—that is, primarily the rhythmic features of the music, understood in a broad sense—that is responsible both for the value of the piece and for its "resistance to analysis."  Following from this I explore this quality of analytical resistance as an expressive feature of the quartet, rather than as a result of a purely intellectual understanding.  Using analytic techniques drawn from the work of Christopher Hasty in rhythmic theory, I discuss the ways in which this music continually interrupts and subverts its own sense of forward progress. These same subversions function simultaneously as analytical problems—disturbing and intriguing an analyst of the music—and as disorienting aural experiences—affecting a listener (and performer) involved in the music.  In reading these rhythmic events as both halting musical progress and "resisting" analysis, I suggest that the aesthetic and experiential values of analysis may not be so ineffable or intellectual as is often supposed.

 

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Structuring Timbre in an Octatonic Context: The Music of Bohuslav Martinu

 

Hubert Ho, University of California, Berkeley

 

Recent theorists have debated octatonicism's ability to integrate the diatonic and chromatic elements of much early twentieth-century music.  While many analyses rely primarily on pitch structure, recent research in the field of music perception and cognition has provided analysts with tools for using timbre as an essential element in delineating form.  Timbre is dependent upon a number of variables, including (but not limited to) spectral content, loudness, attack characteristics, and pitch itself.  The attractiveness of timbre as an analytical paradigm lies in its potential to permeate an entire musical work as it proceeds in time, perhaps doing for sound what Schenkerian analysis does for pitch in tonal music.

In the course of mapping out a terrain in which timbre operates, this paper invokes the Terhardt/Parncutt model of pitch perception, in particular the notions of pitch salience, pitch commonality, and critical bandwidth.  The notion of "timbral harmony" as a structural entity is posited.  Using three short examples from Bohuslav Martinu's Fourth Symphony and Memorial to Lidice, I examine how Martinu utilizes timbral-harmonic complexes in his orchestration technique as a way of mediating octatonic and diatonic aspects of the music, casting further light on Pieter van den Toorn's notion of octatonic-diatonic interaction.

The goal is not to turn musical works into listening exercises, nor to use cognition results to validate any particular way of hearing, but rather to use psychoacoustic knowledge to inform musical readings, and to seek that elusive middleground between what Nicholas Cook calls "attention-driven" listening and perception-driven "pre-attentive" listening.

 

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Minimalism, Structure, Salience (and their absence) in

John Adams's Lollapalooza

 

Michael Buchler, Florida State University

 

Though John Adams is often called a minimalist, his works of the last two decades have rarely been as systematic or as repetitive as that label would imply.  This talk examines Adams's recent orchestral work Lollapalooza (1995) vis-à-vis the conventions of its style.  Primarily, we will investigate issues of perceived versus actual periodicities and the metrical/temporal implications such techniques engender.  Lollapalooza features both steady processes that are difficult to perceive and also passages that only sound regular.  For example, there are some motives that recur roughly every four beats (e.g. usually 4, but sometimes 3.5, 3.75, or 4.25 beats); there are other motives that recur in a strictly regular pattern, but one that is so complex and anti-metrical that motivic iterations seem arbitrarily placed. Both complex and loosely periodic repetitions tug at the metrical fabric in different sorts of ways. 

Perceived meter and, more generally, our sense of how time flows, are also affected by the thick stratification of motivic layers.  At certain points in Lollapalooza, five or more distinct (and generally incommensurate) layers are deployed.  The threshold between clearly hearing multiple layers and falling into a sort of chaos that challenges hearing any layer will also be explored.

 

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Some Thoughts on Measuring Voice-Leading Distance

 

Clifton Callender, Florida State University

 

Much recent research in music theory, including neo-Riemannian theory and work on fuzzy transposition by Lewin and Straus, has focused on parsimonious, or smooth, voice leading. This work either implicitly or explicitly adopts measures of distance between pitch or pitch-class sets. This paper explores various metrics underlying intuitive notions of voice-leading distance (vld) and their consequences. In particular, many intuitions about vld between two sets can be formalized as a p-norm metric. For instance, the default metric used in most work on vld, the sum of the absolute intervals traversed by each voice, and Euclidean distance are examples of 1- and 2-norm metrics, respectively.

When applied to less familiar situations, especially those involving continuous spaces or large cardinalities, both measures can lead to counter-intuitive results, though 2-norm is generally the more successful of the two. Approaches to vld privileging minimal motion correspond to p > 1, while other approaches privileging common-tone retention (e.g., the relative operation) correspond to p < 1.  It is shown that the latter is not a formal metric and warrants caution in applying typical notions of metric spaces.  Measurements of vld depend on a clear understanding of what constitutes a voice in a given motion, which becomes quite problematic in the examples under consideration.  This leads to a brief discussion of a network model of voice leading and suggestions for empirical research to clarify perceptual questions that arise.

 

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Ramism in Sixteenth-Century Music Theory:

The "New" Dialectic Method and the Cognitive Structure of

Friedrich Beurhaus's Treatises

 

Elisabeth Kotzakidou Pace, Washington University in St. Louis

 

The pervasive influence of the Renaissance Arts of Logos (Rhetoric and Dialectic) in all of its manifestations (Aristotelian, Philippist, Ramist, neo-Lullist, as well as mixed versions) can be detected in a staggering number of musical treatises, music textbooks, and even musical compositions stemming from the northern European humanist activity (roughly the period 1500–1650).  Here I would like to focus on Ramism, a very influential version of the "new"Dialectic Method that organized the music-theoretic output of the era.  I undertake a reconstruction of the cognitive categories manifested in the musical taxonomies of the celebrated German Ramist Friedrich Beurhaus, as found both in his popular university-level treatise Erotematum Musicae Libri Duo (Nürnberg 1580) and in the synoptic textbook version Musicae Rudimenta (Dortmund 1581).  What emerges is not only a deeper understanding of the musical system and praxis of that era as such, but also an interesting case-study of the cognitive processes by which strong methodological preconceptions are capable of both guiding and stifling the organization of a cognitive domain.

 

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Limits of Objectivity: Toward a Quantum Philosophy of Music Theory

 

Adrian P. Childs, University of Georgia

 

The "theory colloquium" surrounding Matthew Brown and Douglas Dempster's "The Scientific Image of Music Theory" in the Spring 1989 issue of the Journal of Music Theory is taken as a point of departure for further consideration of whether music theory can or should be "scientific" in some fashion.  The traditional dichotomies often invoked in this debate—objective/subjective, modern/postmodern—are found to be lacking. Marion Guck's (1997) application of objective aims to subjective purposes suggests a reflexive relationship that is more robust than the traditional dichotomy. Limiting contexts for objectivity (the complement to Guck's "Rigors of Subjectivity") are explored with respect to the constructive redundancies of the neo-Riemannian system.

A consideration of the history of the development of quantum physics suggests a means for mitigating the tensions of the subjectivity/objectivity debate through musical parallels to superposition and the Heisenberg uncertainty principle. The resulting analytical philosophy contextualizes the meaning associated with various (even competing) analytical systems in a manner concordant with both scientificist and postmodern desiderata.  Brown and Dempster's conclusions about particularism and the desirability of an implicitly statistical basis for ascribing musical meaning are corroborated without recourse to claims of objectivity.

 

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Narrative Codes and Voice-Leading Strategies:

Brahms's Intermezzo in E Major, Op. 116, No. 6

 

Melissa Hoag, Indiana University

 

            Brahms's Intermezzo in E major, Op. 116, No. 6 features a placid surface, with seemingly fleeting disruptions to that placidity.  These momentary disruptions, however, increase in significance and substance as the work progresses, and culminate with an emotional overflow that seems to have been driven by some deeper process.  Often when listening to music, one's attention is continually drawn to various musical processes; this phenomenon is foregrounded in this Intermezzo. Using Schenkerian voice-leading analysis as a foundation on which to construct my hearing, I also invoke the literary theories of Roland Barthes to structure three levels of musical narrative at work in Brahms.  In particular, I use three of Barthes's so-called narrative codes: the proairetic, the semic, and the hermeneutic (see Barthes 1974 and McCreless 1988).  Barthes argues that as readers, we are seduced by the pull of a plot line, or what he terms the proairetic (plot sequence) code, only to miss the multiple strands and narrative gaps in the story. The semic code, which in Barthes's theory refers to character development, serves as a musical analogy to motivic and thematic development. The hermeneutic code in particular functions in an important way in this Intermezzo, and serves as a musical foil to the otherwise placid surface.  Through my analysis of this Intermezzo, I draw a music-listening analogy from Barthes's argument which asserts that music listeners as well may be seduced by the "plot" of a harmonic progression. Other processes, or musical narratives, may be overlooked.

The purpose of this paper is to examine alternative hearings of musical processes through Schenkerian analysis, as well as alternative hearings through Barthes's narrative codes. Brahms's Intermezzo Op. 116, No. 6 provides particularly fertile analytical grounds through which complexities in hearing and analysis may be demonstrated.

 

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Mickey Mousing, Mood Music, and Conceptual Metaphor Theory

 

Juan R. Chattah, Florida State University

 

The processes through which one understands the meaning of music in film are analogous to the processes employed to recognize and understand metaphors. The Conceptual Metaphor Theory outlined by George Lakoff and Mark Johnson makes possible a rigorous theoretical approach for the analysis of film music.  By mapping the visuals or the narrative into the aural medium, film music engages in a metaphorical process.  The music coexists with the visuals and the narrative, but the uncovering of a meaningful link between these domains relies on our abilities to foreground some type of similarity between them.  Examples from Hanna-Barbera and Disney cartoons illustrate the MOTION IN VERTICAL SPACE IS FLUCTUATION IN FREQUENCY, WEIGHT IS PITCH FREQUENCY, SIZE IS PITCH FREQUENCY, and SPEED OF PHYSICAL MOVEMENT IS NOTE VALUES conceptual metaphors.  Examples from feature films illustrate how the techniques used for cartoons were adopted by many composers to score non-animated films.  The function of music in film, however, is not limited to enhancing visual elements.  Often, film music composers seek to portray a character's mood or state of mind. Examples from feature films illustrate the PSYCHOLOGICAL STATE IS INSTRUMENTAL TIMBRE, and MENTAL/PHYSICAL STATES ARE HARMONIC CONSTRUCTS conceptual metaphors.  This theoretical approach allows for a better understanding of the function and structure of film music, and provides a framework for exploring how audiences derive meaning from the music that accompanies film.

 

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Types, Tokens, and Figaro:

An Interdisciplinary Approach to Musical Structure and Dramatic Narratives in Opera

 

Matthew Shaftel, Florida State University

 

This paper explores the interaction between formal structure and drama in opera, presenting an interdisciplinary model of investigation and closing with a discussion of the first-act trio from Mozart's Le Nozze di Figaro as a case study.  The model integrates current music-theoretical approaches to form and critical mechanisms from the fields of semiology, pragmatics, cognitive linguistics, and iconology. The focus of the methodology is the analysis of signs in the "language" of musical structure, but it allows a parallel track for the interpretation of operatic drama, culminating in a final, integrated level of exegesis.  Ultimately, this critical examination of form in conjunction with its intra-opus and extra-opus context leads to a rich understanding of dramatic narrative, expanding the exiguous scope of many music-theoretical considerations of opera.

 

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